I. Securities Market
A. Indian Financial System
- Introduction
- Structure
- Finance commission
- Financial administration
- Receipts of the Government
- Expenditures of the Government.
B. Capital markets
- Primary market
- Instruments
- Legal issues and regulations
- Secondary market
- Stock exchanges
- Brokers
- Trading in stock exchanges
- Forward trading
- Stock index
- Depositories
- Regulations
C. Bond Market
- Money market
- G.sec Market
- Corporate bond market
- Bond valuation
- Duration
- Sensitivity
- Risk
D. Foreign Exchange Market
- Exchange control
- Fixation of exchange rate
- Exchange control in India
- FEMA
- Foreign exchange transactions of commercial banks in India
- Currency convertibility
- Currency forwards, futures and options
- Trading in foreign exchange market
- Relationship between money market and foreign exchange market
E. Commodity Market
- Commodity trading and exchanges
F. International Capital Markets
- Instruments
- Guidelines
- Foreign investment in India and its regulations.
II. Securities Law
- Relationship between Company Law and securities law
- Basic concepts related to securities law, like capital, public offer and securities
- Historical Background of securities law
- SEBI as a Market regulator, Powers and Functions of SEBI, Quasi legislative powers, executive powers and quasi-judicial powers
- Regulating the intermediaries and Stock exchanges, Meaning and Type of securities, Securities Contract, Corporatization, Demutualization and regulation of stock exchange, Listing Agreement, Dematerlisation and Rematerlisation
- Rights and duties of Depository (NSDL AND CSDL) , Depository Participant, Issuer and beneficiary
- Unpublished Price Sensitive Information(UPSI) , Insider as connected person, Insider as the person having access to UPSI, Trading on the basis of UPSI
- Mergers Amalgamation and takeovers, Types and legal processes during takeover, Substantial Acquisitions, Exemptions law, Exemption BY SEBI
- Public offer and disclosure requirements
- Unfair Trade Practices in the securities market, Securities Market offences, Prohibition of Insider Trading
- SEBI ICDR Regulations
- Public Offer requirements
- Role of SEBI as a Regulator
- Securities Appellate Tribunal
- Role of Courts in enforcing securities regulations